1. What this feature is about

The Compliance & Accreditation Dashboard provides a single, unified view of an investor’s verified identity details, accreditation status, and AML/KYC compliance. It consolidates all crucial compliance credentials—such as name verification, investor tier, and anti-money-laundering status—into one color-coded interface, eliminating the need to search through disparate systems or emails.

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2. How to use it

1. Navigate to the PII Section
   
   
   
   • After logging in, click Profile → Compliance & Accreditation.
     
     
2. Review Verification Status
   
   
   
   • Name & Identity: Displays “Verified” once your government ID has been confirmed.
     
     
   • Accreditation Level: Shows your approved investor tier (e.g., Individual Accredited Investor).
     
     
3. Check AML/KYC Compliance
   
   
   
   • A green indicator means you’re fully compliant; a red indicator flags missing actions.
     
     
4. Respond to Prompts
   
   
   
   • If additional documents are required (e.g., proof of income), click the “Action Required” badge to upload files. Helpful tooltips guide you through each step.
     
     
5. Export or Share
   
   
   
   • Click Export Report to download a PDF snapshot of your current compliance credentials, or Share Securely to generate a time-limited link for counterparties or auditors.

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3. Business use case

• High-Net-Worth Investor Onboarding: Wealth managers and private banks can streamline approval processes by directing new clients to this dashboard, ensuring all compliance checks are visible and up to date.
  
  
• Audit & Reporting: Compliance teams export or share real-time reports with regulators and auditors, reducing manual effort and turnaround time.
  
  
• Deal Execution: Traders and issuers verify counterparties’ accreditation tiers instantly, accelerating transaction settlement without back-and-forth document requests.

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4. Why it’s helpful

• One-Stop Visibility: Investors and administrators no longer waste time hunting down scattered documents or email threads.
  
  
• Real-Time Alerts: Automated prompts surface missing or expiring credentials, preventing last-minute compliance holds.
  
  
• Transparent Color Coding: Immediate visual cues (green for compliant, red for action required) keep everyone on the same page.
  
  
• Automated Updates: Accreditation renewals and AML/KYC re-verifications propagate instantly, ensuring the dashboard always reflects the latest status.

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5. How it can help you

• Reduce Onboarding Friction: Investors like John complete funding and trading faster because all compliance hurdles are displayed and resolved proactively.
  
  
• Mitigate Risk: Your team can spot gaps in accreditation or KYC coverage before any trades are executed, lowering regulatory and reputational risk.
  
  
• Enhance Client Trust: Providing a transparent compliance snapshot reassures investors that your platform maintains rigorous due diligence.
  
  
• Streamline Audits: With one-click report exports, you save hours preparing for external reviews, freeing up your compliance officers for higher-value tasks.

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✅ Practical Outcome:

A centralized compliance dashboard that empowers investors with instant clarity on their eligibility and keeps your operations running smoothly without document-chasing.

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Support

If you need help with trading or encounter an issue, contact our support team at:support@liquidity.io or use the in-app chat for assistance.