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A centralized, real-time dashboard that unifies identity verification, investor accreditation, and AML/KYC compliance into one streamlined interface—designed to reduce onboarding friction, ensure regulatory readiness, and enable faster, risk-free deal execution.
1. What this feature is about
The Compliance & Accreditation Dashboard provides a single, unified view of an investor’s verified identity details, accreditation status, and AML/KYC compliance. It consolidates all crucial compliance credentials—such as name verification, investor tier, and anti-money-laundering status—into one color-coded interface, eliminating the need to search through disparate systems or emails.
2. How to use it
- Navigate to the PII Section
- After logging in, click Profile → Compliance & Accreditation.
- After logging in, click Profile → Compliance & Accreditation.
- Review Verification Status
- Name & Identity: Displays “Verified” once your government ID has been confirmed.
- Accreditation Level: Shows your approved investor tier (e.g., Individual Accredited Investor).
- Name & Identity: Displays “Verified” once your government ID has been confirmed.
- Check AML/KYC Compliance
- A green indicator means you’re fully compliant; a red indicator flags missing actions.
- A green indicator means you’re fully compliant; a red indicator flags missing actions.
- Respond to Prompts
- If additional documents are required (e.g., proof of income), click the “Action Required” badge to upload files. Helpful tooltips guide you through each step.
- If additional documents are required (e.g., proof of income), click the “Action Required” badge to upload files. Helpful tooltips guide you through each step.
- Export or Share
- Click Export Report to download a PDF snapshot of your current compliance credentials, or Share Securely to generate a time-limited link for counterparties or auditors.
3. Business use case
- High-Net-Worth Investor Onboarding: Wealth managers and private banks can streamline approval processes by directing new clients to this dashboard, ensuring all compliance checks are visible and up to date.
- Audit & Reporting: Compliance teams export or share real-time reports with regulators and auditors, reducing manual effort and turnaround time.
- Deal Execution: Traders and issuers verify counterparties’ accreditation tiers instantly, accelerating transaction settlement without back-and-forth document requests.
4. Why it’s helpful
- One-Stop Visibility: Investors and administrators no longer waste time hunting down scattered documents or email threads.
- Real-Time Alerts: Automated prompts surface missing or expiring credentials, preventing last-minute compliance holds.
- Transparent Color Coding: Immediate visual cues (green for compliant, red for action required) keep everyone on the same page.
- Automated Updates: Accreditation renewals and AML/KYC re-verifications propagate instantly, ensuring the dashboard always reflects the latest status.
5. How it can help you
- Reduce Onboarding Friction: Investors like John complete funding and trading faster because all compliance hurdles are displayed and resolved proactively.
- Mitigate Risk: Your team can spot gaps in accreditation or KYC coverage before any trades are executed, lowering regulatory and reputational risk.
- Enhance Client Trust: Providing a transparent compliance snapshot reassures investors that your platform maintains rigorous due diligence.
- Streamline Audits: With one-click report exports, you save hours preparing for external reviews, freeing up your compliance officers for higher-value tasks.
✅ Practical Outcome:
A centralized compliance dashboard that empowers investors with instant clarity on their eligibility and keeps your operations running smoothly without document-chasing.
Support
If you need help with trading or encounter an issue, contact our support team at:support@liquidity.io or use the in-app chat for assistance.